13F holdings · Q3 2026

Wernau Asset Management

Gloucester, MA · files as Wernau Asset Management Inc.

Holdings as of Sep 30, 2026Filed Oct 19, 2026Next filing due Feb 15, 2027CIK 2053236

Wernau Asset Management reported 48 stocks worth $111M in its 13F filing for Q3 2026, filed Oct 19, 2026. Its largest holdings are AAPL (27.0%), SPY (11.6%) and GOOG (7.0%). Compared with Q2 2026, the fund opened new positions in XOM and SCHX, added to VTWO, AMZN and CSCO, trimmed AAPL, SPY and BAC and sold out of XOM and VONV.

Reported value$111M+5.0% vs last quarter · $217M including options

Stocks held482 new · 2 sold out

Top 5 weight58.1%fairly concentrated

Turnover3%of the portfolio changed

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Holdings

#	Stock	Value	Weight	Shares	Change	Shares, 8 qtrs	Held
1	AAPL Apple Inc	$29.8M	27.0%	90K	−1,430 (−2%)		8 of 8
2	SPY Spdr S&P 500 ETF TR	$12.8M	11.6%	17K	−36 (−0%)		8 of 8
3	GOOG Alphabet Inc	$7.8M	7.0%	23K	No change		8 of 8
4	BRK.B Berkshire Hathaway Inc Del	$7.3M	6.6%	15K	No change		8 of 8
5	MSFT Microsoft Corp	$6.6M	6.0%	13K	No change		8 of 8
6	BAC Bank of America Corp	$4.4M	4.0%	82K	−1,200 (−1%)		8 of 8
7	GOOGL Alphabet Inc	$3.4M	3.1%	10K	No change		8 of 8
8	PFE Pfizer Inc	$3.3M	3.0%	117K	−2,774 (−2%)		8 of 8
9	JPM Jpmorgan Chase & Co.	$3.2M	2.9%	9,686	−149 (−2%)		8 of 8
10	VTWO Vanguard Scottsdale Fds	$2.7M	2.4%	24K	+122 (+1%)		8 of 8
11	ABCD Example Holdings Inc	100	153	206	259	312	365
12	WXYZ Example Holdings Inc	137	190	243	296	349	402
13	QRST Example Holdings Inc	174	227	280	333	386	439
14	LMNO Example Holdings Inc	211	264	317	370	423	476

🔒 38 more holdings in this filing. Create a free account or sign in to see them all.

Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.

Sold out

held in Q2 2026, gone in Q3 2026

Stock	Value last quarter	Shares sold
XOM Exxon Mobil Corp	$722K	5,282
VONV Vanguard Russell 1000 Value ETF	$200K	1,885

Options

valued at the underlying shares

Stock	Type	Value	Shares	Change
SPY Spdr S&P 500 ETF TR	Put	$74.4M	98K	+4,800
AAPL Apple Inc	Put	$31.5M	95K	+33,500
GOOG Alphabet Inc	Put	$170K	500	0

Reported value

last 8 quarters

$103MQ4 '24

$96.7MQ1 '25

$88.4MQ2 '25

$96.6MQ3 '25

$101MQ4 '25

$96.1MQ1 '26

$105MQ2 '26

$111MQ3 '26

The value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.

Filings for Q3 2026

straight from the SEC

Filed	Form	Quarter
Oct 19, 2026	13F-HR	Q3 2026	SEC filing ↗

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Wernau Asset Management 13F FAQ

What does Wernau Asset Management own?

Wernau Asset Management reported 48 stocks worth $111M in its 13F filing for Q3 2026, filed Oct 19, 2026. Its largest holdings are AAPL (27.0%), SPY (11.6%) and GOOG (7.0%). The table above lists every position in the filing (the top 10 without an account).

What did Wernau Asset Management buy and sell in Q3 2026?

Compared with Q2 2026: 2 new positions, 14 added to, 12 trimmed and 2 sold out. New positions include XOM and SCHX. It sold all of XOM and VONV.

When will Wernau Asset Management file its next 13F?

Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.

How much is Wernau Asset Management's portfolio worth?

The Q3 2026 filing reports $111M in US stocks ($217M including options). That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.

For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.