Warberg Asset Management
Warberg Asset Management reported 140 stocks worth $119M in its 13F filing for Q3 2026, filed Nov 2, 2026. Its largest holdings are NN (17.9%), Hewlett Packard Enterprise C (13.8%) and CLM (11.7%). Compared with Q2 2026, the fund opened new positions in WELL, PEN and TLT, added to NN, CLM and STXS, trimmed CORZW, XSLL and FGII and sold out of CAIIU, VAL.WS and ATLQU.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  NN Nextnav Inc | $21.3M | 17.9% | 1.5M | +623K (+72%) | 2 of 8 | |
| 2 | HEWLETT PACKARD ENTERPRISE C | $16.4M | 13.8% | 100K | No change | 2 of 8 | |
| 3 |  CLM Cornerstone Strategic Invest | $13.9M | 11.7% | 2.2M | +338K (+18%) | 3 of 8 | |
| 4 |  WELL Welltower Inc | $9.7M | 8.1% | 42K | New position | 1 of 8 | |
| 5 |  PEN Penumbra Inc | $8M | 6.7% | 25K | New position | 1 of 8 | |
| 6 |  CORZW Core Scientific Inc New | $3.6M | 3.0% | 383K | −2,000 (−1%) | 8 of 8 | |
| 7 |  TLT Ishares TR | $2.8M | 2.4% | 36K | New position | 3 of 8 | |
| 8 | EPR PPTYS | $2.7M | 2.3% | 107K | −7,615 (−7%) | 8 of 8 | |
| 9 | EPR PPTYS | $1.7M | 1.4% | 54K | No change | 6 of 8 | |
| 10 | BANK AMERICA CORP | $1.4M | 1.2% | 1,180 | No change | 5 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
APOLLO GLOBAL MGMT INC | $6.7M | 111K |
 CAIIU Collective Acquisition Corp | $1M | 100K |
AMPLITECH GROUP INC | $596K | 309K |
 VAL.WS Valaris Ltd | $517K | 63K |
 ATLQU Jab Acquisition Corp I | $513K | 51K |
🔒 Free account: see all 21.
Options
valued at the underlying shares| Stock | Type | Value | Shares | Change |
|---|---|---|---|---|
 SPY Spdr S&P 500 ETF TR | Put | $268M | 351K | +120,500 |
 QQQ Invesco Qqq TR | Put | $14.8M | 20K | +1,000 |
 MU Micron Technology Inc | Put | $4.9M | 4,600 | +4,600 |
TLT Ishares TR | Put | $4M | 52K | +11,400 |
 MSFT Microsoft Corp | Put | $2.1M | 4,000 | +4,000 |
🔒 Free account: see all 20.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Nov 2, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Warberg Asset Management 13F FAQ
What does Warberg Asset Management own?
Warberg Asset Management reported 140 stocks worth $119M in its 13F filing for Q3 2026, filed Nov 2, 2026. Its largest holdings are NN (17.9%), Hewlett Packard Enterprise C (13.8%) and CLM (11.7%). The table above lists every position in the filing (the top 10 without an account).
What did Warberg Asset Management buy and sell in Q3 2026?
Compared with Q2 2026: 42 new positions, 10 added to, 38 trimmed and 21 sold out. New positions include WELL, PEN and TLT. It sold all of CAIIU, VAL.WS and ATLQU.
When will Warberg Asset Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Warberg Asset Management's portfolio worth?
The Q3 2026 filing reports $119M in US stocks ($430M including options). That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.