Uptown Financial Advisors
Uptown Financial Advisors reported 77 stocks worth $140M in its 13F filing for Q3 2026, filed Oct 15, 2026. Its largest holdings are VUG (12.2%), VO (8.0%) and IJR (7.8%). Compared with Q2 2026, the fund opened new positions in VPU, VCIT and XLK, added to VUG, VO and IJR, trimmed BSV, SPYG and VDE and sold out of TSLA, XOM and IBM.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  VUG Vanguard Index Fds | $17.1M | 12.2% | 190K | +3,214 (+2%) | 8 of 8 | |
| 2 |  VO Vanguard Index Fds | $11.2M | 8.0% | 142K | +2,620 (+2%) | 8 of 8 | |
| 3 |  IJR Ishares TR | $10.9M | 7.8% | 80K | +966 (+1%) | 8 of 8 | |
| 4 |  SPYV State Street | $10.1M | 7.2% | 166K | +1,564 (+1%) | 8 of 8 | |
| 5 |  SPEM Spdr Emerging | $8.2M | 5.8% | 158K | +2,107 (+1%) | 8 of 8 | |
| 6 |  BSV Vanguard Short-Term Bond ETF | $7.6M | 5.4% | 99K | −704 (−1%) | 8 of 8 | |
| 7 |  SPYG Spdr Series Trust | $5.9M | 4.2% | 48K | −164 (−0%) | 8 of 8 | |
| 8 |  SCHF Schwab International | $5.1M | 3.6% | 184K | +3,033 (+2%) | 8 of 8 | |
| 9 |  VDE Vanguard Energy ETF | $4.3M | 3.1% | 25K | −220 (−1%) | 8 of 8 | |
| 10 |  VTV Vanguard Index Fds | $4M | 2.9% | 18K | −245 (−1%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 TSLA Tesla Inc | $214K | 509 |
 XOM Exxon Mobil Corp | $209K | 1,532 |
 IBM Ibm Corp | $209K | 743 |
 MIDD Middleby Corp | $206K | 1,200 |
 QQQ Invesco Qqq TR | $171K | 232 |
🔒 Free account: see all 6.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 15, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Uptown Financial Advisors 13F FAQ
What does Uptown Financial Advisors own?
Uptown Financial Advisors reported 77 stocks worth $140M in its 13F filing for Q3 2026, filed Oct 15, 2026. Its largest holdings are VUG (12.2%), VO (8.0%) and IJR (7.8%). The table above lists every position in the filing (the top 10 without an account).
What did Uptown Financial Advisors buy and sell in Q3 2026?
Compared with Q2 2026: 6 new positions, 34 added to, 17 trimmed and 6 sold out. New positions include VPU, VCIT and XLK. It sold all of TSLA, XOM and IBM.
When will Uptown Financial Advisors file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Uptown Financial Advisors's portfolio worth?
The Q3 2026 filing reports $140M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.