Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) reported 110 stocks worth $346M in its 13F filing for Q3 2026, filed Oct 19, 2026. Its largest holdings are WFC (9.0%), VUSB (6.8%) and RSP (5.3%). Compared with Q2 2026, the fund opened new positions in XOM, XLV and MLPX, added to SCHV, DSEP and IAU, trimmed WFC, VUSB and RSP and sold out of XOM, EMXC and EWW.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  WFC Wells Fargo Co New | $31.1M | 9.0% | 389K | −18K (−5%) | 3 of 8 | |
| 2 |  VUSB Van Ultra Shrt Bnd | $23.3M | 6.8% | 471K | −17K (−3%) | 5 of 8 | |
| 3 |  RSP Invesco Exchange Traded FD T | $18.3M | 5.3% | 88K | −38K (−30%) | 8 of 8 | |
| 4 |  SCHV Schwab US Large Cap | $17.8M | 5.2% | 535K | +10K (+2%) | 8 of 8 | |
| 5 |  DMAY First TR Exchng Traded FD VI | $13.1M | 3.8% | 273K | −510 (−0%) | 8 of 8 | |
| 6 |  DSEP First TR Exchng Traded FD VI | $13M | 3.8% | 267K | +12K (+5%) | 8 of 8 | |
| 7 |  IAU Ishares Gold TR | $12.7M | 3.7% | 163K | +3,294 (+2%) | 8 of 8 | |
| 8 |  DMAR First TR Exchng Traded FD VI | $11.2M | 3.3% | 246K | −1,120 (−0%) | 8 of 8 | |
| 9 |  SCHF Schwab International | $9.4M | 2.7% | 341K | +95K (+39%) | 8 of 8 | |
| 10 |  YMAR FT Vest International Equity Moderate Buffer | $7.3M | 2.1% | 252K | −822 (−0%) | 3 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 XOM Exxon Mobil Corp | $5.5M | 40K |
 EMXC Ishares Msci Emerging Markets EX China ETF | $4.2M | 41K |
 EWW Ishares Inc | $725K | 9,630 |
 ASML Asml Holding N V | $708K | 356 |
 CGNX Cognex Corp | $586K | 8,087 |
🔒 Free account: see all 14.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 19, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Spectrum Asset Management, Inc. (NB/CA) 13F FAQ
What does Spectrum Asset Management, Inc. (NB/CA) own?
Spectrum Asset Management, Inc. (NB/CA) reported 110 stocks worth $346M in its 13F filing for Q3 2026, filed Oct 19, 2026. The table above lists every position in the filing (the top 10 without an account).
What did Spectrum Asset Management, Inc. (NB/CA) buy and sell in Q3 2026?
Compared with Q2 2026: 11 new positions, 32 added to, 45 trimmed and 14 sold out. New positions include XOM, XLV and MLPX. It sold all of XOM, EMXC and EWW.
When will Spectrum Asset Management, Inc. (NB/CA) file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Spectrum Asset Management, Inc. (NB/CA)'s portfolio worth?
The Q3 2026 filing reports $346M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.