Spectrum Asset Management
Spectrum Asset Management reported 4 stocks worth $75.9M in its 13F filing for Q3 2026, filed Nov 2, 2026. Its largest holdings are PQDI (51.2%), PGX (42.5%) and Wells Fargo Co New (4.9%). Compared with Q2 2026, the fund opened new positions in PQDI, trimmed PGX and sold out of VRP.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  PQDI Principal Exchange Traded FD | $38.8M | 51.2% | 2.1M | New position | 1 of 8 | |
| 2 |  PGX Invesco Preferred ETF | $32.3M | 42.5% | 3.2M | −1.7M (−35%) | 8 of 8 | |
| 3 | WELLS FARGO CO NEW | $3.7M | 4.9% | 3,437 | No change | 8 of 8 | |
| 4 | BANK AMERICA CORP | $1.1M | 1.4% | 897 | No change | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 VRP Invesco Exch Traded FD TR II | $10.8M | 446K |
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Nov 2, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Spectrum Asset Management 13F FAQ
What does Spectrum Asset Management own?
Spectrum Asset Management reported 4 stocks worth $75.9M in its 13F filing for Q3 2026, filed Nov 2, 2026. Its largest holdings are PQDI (51.2%), PGX (42.5%) and Wells Fargo Co New (4.9%). The table above lists every position in the filing (the top 10 without an account).
What did Spectrum Asset Management buy and sell in Q3 2026?
Compared with Q2 2026: 1 new positions, 0 added to, 1 trimmed and 1 sold out. New positions include PQDI. It sold all of VRP.
When will Spectrum Asset Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Spectrum Asset Management's portfolio worth?
The Q3 2026 filing reports $75.9M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.