Smith Asset Management Co.
Smith Asset Management Co. reported 73 stocks worth $123M in its 13F filing for Q3 2026, filed Oct 16, 2026. Its largest holdings are BRK.B (6.3%), ARCC (5.5%) and JPC (4.9%). Compared with Q2 2026, the fund opened new positions in VUG, GOOG and RDVY, added to ARCC, VGT and SPY, trimmed BRK.B, JPC and CSQ and sold out of ETG.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  BRK.B Berkshire Hathaway Inc Del | $7.7M | 6.3% | 16K | −419 (−3%) | 8 of 8 | |
| 2 |  ARCC Ares Capital Corp | $6.7M | 5.5% | 352K | +2,642 (+1%) | 8 of 8 | |
| 3 |  JPC Nuveen Pfd & Income Opportunit Com | $6M | 4.9% | 874K | −16K (−2%) | 8 of 8 | |
| 4 |  VGT Vanguard World FD | $5.8M | 4.7% | 46K | +390 (+1%) | 8 of 8 | |
| 5 |  SPY Spdr S&P 500 ETF TR | $4.7M | 3.8% | 6,168 | +154 (+3%) | 8 of 8 | |
| 6 |  CSQ Calamos Strategic Total Retu | $4.4M | 3.6% | 214K | −12K (−5%) | 8 of 8 | |
| 7 |  AAPL Apple Inc | $4.2M | 3.4% | 13K | −667 (−5%) | 8 of 8 | |
| 8 |  DNP Dnp Select Income FD Inc | $3.7M | 3.0% | 389K | −6,725 (−2%) | 8 of 8 | |
| 9 |  AWF Alliancebernstein Global Hig | $3.6M | 3.0% | 374K | −12K (−3%) | 8 of 8 | |
| 10 |  VIS Vanguard Industrials | $3.5M | 2.9% | 11K | +966 (+10%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 ETG Eaton Vance TX Adv Glbl Div FD Com | $208K | 8,836 |
SERVICE PPTYS TR | $30K | 18K |
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 16, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Smith Asset Management Co. 13F FAQ
What does Smith Asset Management Co. own?
Smith Asset Management Co. reported 73 stocks worth $123M in its 13F filing for Q3 2026, filed Oct 16, 2026. The table above lists every position in the filing (the top 10 without an account).
What did Smith Asset Management Co. buy and sell in Q3 2026?
Compared with Q2 2026: 5 new positions, 16 added to, 47 trimmed and 2 sold out. New positions include VUG, GOOG and RDVY. It sold all of ETG.
When will Smith Asset Management Co. file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Smith Asset Management Co.'s portfolio worth?
The Q3 2026 filing reports $123M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.