Smallwood Wealth Investment Management
Smallwood Wealth Investment Management reported 613 stocks worth $237M in its 13F filing for Q3 2026, filed Oct 30, 2026. Its largest holdings are ITOT (24.3%), AAPL (7.0%) and DBEF (4.9%). Compared with Q2 2026, the fund opened new positions in XOM, PURR and VRT, added to AAPL, DBEF and CGDV, trimmed ITOT, VTI and VOE and sold out of XOM, FSSL and VRP.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  ITOT Ishares TR | $57.4M | 24.3% | 345K | −2,255 (−1%) | 8 of 8 | |
| 2 |  AAPL Apple Inc | $16.5M | 7.0% | 49K | +3,927 (+9%) | 8 of 8 | |
| 3 |  DBEF Dbx ETF TR | $11.7M | 4.9% | 212K | +9,659 (+5%) | 2 of 8 | |
| 4 |  VTI Vanguard Total Stock Market ETF | $11.2M | 4.7% | 30K | −177 (−1%) | 8 of 8 | |
| 5 |  VOE Vanguard Index Fds | $8.8M | 3.7% | 45K | −291 (−1%) | 8 of 8 | |
| 6 |  FRDM Freedom 100 Emerging Markets ETF | $7.5M | 3.2% | 107K | −9,503 (−8%) | 8 of 8 | |
| 7 |  CGDV Capital Group Dividend | $7.4M | 3.1% | 152K | +10K (+7%) | 8 of 8 | |
| 8 |  HELO J P Morgan Exchange Traded F | $7M | 2.9% | 101K | −6,217 (−6%) | 8 of 8 | |
| 9 |  PULS Pgim ETF TR | $6.1M | 2.6% | 123K | −17K (−12%) | 8 of 8 | |
| 10 |  MMIT New York Life Invts Active E | $4.7M | 2.0% | 207K | +24K (+13%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 XOM Exxon Mobil Corp | $1.7M | 13K |
DIMENSIONAL ETF TRUST | $254K | 5,727 |
CATALYST PHARMACEUTICALS INC | $251K | 8,000 |
 FSSL FS Specialty Lending Fund Fssl | $61K | 5,496 |
 VRP Invesco Exch Traded FD TR II | $35K | 1,435 |
🔒 Free account: see all 30.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 30, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Smallwood Wealth Investment Management 13F FAQ
What does Smallwood Wealth Investment Management own?
Smallwood Wealth Investment Management reported 613 stocks worth $237M in its 13F filing for Q3 2026, filed Oct 30, 2026. Its largest holdings are ITOT (24.3%), AAPL (7.0%) and DBEF (4.9%). The table above lists every position in the filing (the top 10 without an account).
What did Smallwood Wealth Investment Management buy and sell in Q3 2026?
Compared with Q2 2026: 189 new positions, 145 added to, 79 trimmed and 97 sold out. New positions include XOM, PURR and VRT. It sold all of XOM, FSSL and VRP.
When will Smallwood Wealth Investment Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Smallwood Wealth Investment Management's portfolio worth?
The Q3 2026 filing reports $237M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.