Sigma Planning
Sigma Planning reported 1,318 stocks worth $3.9B in its 13F filing for Q3 2026, filed Oct 23, 2026. Its largest holdings are IVV (5.6%), AAPL (4.9%) and NVDA (3.2%). Compared with Q2 2026, the fund opened new positions in XOM, added to DGRO, LQD and SCHG, trimmed AAPL, NVDA and QQQ and sold out of XOM, ZROZ and EDV.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  IVV Ishares TR | $216M | 5.6% | 283K | No change | 8 of 8 | |
| 2 |  AAPL Apple Inc | $191M | 4.9% | 578K | −2,225 (−0%) | 8 of 8 | |
| 3 |  NVDA Nvidia Corporation | $124M | 3.2% | 546K | −7,249 (−1%) | 8 of 8 | |
| 4 |  QQQ Invesco Qqq TR | $79.1M | 2.0% | 107K | −8,473 (−7%) | 8 of 8 | |
| 5 |  AMZN Amazon Com Inc | $71.3M | 1.8% | 289K | −9,643 (−3%) | 8 of 8 | |
| 6 |  MSFT Microsoft Corp | $66.4M | 1.7% | 129K | −4,813 (−4%) | 8 of 8 | |
| 7 |  IVW Ishares TR | $58.3M | 1.5% | 410K | −18K (−4%) | 8 of 8 | |
| 8 |  SPY Spdr S&P 500 ETF TR | $58.2M | 1.5% | 77K | −3,894 (−5%) | 8 of 8 | |
| 9 |  DGRO Ishares TR | $54.7M | 1.4% | 726K | +4,624 (+1%) | 8 of 8 | |
| 10 |  VOO Vanguard S&P 500 ETF | $47M | 1.2% | 67K | −4,499 (−6%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 XOM Exxon Mobil Corp | $11M | 80K |
 ZROZ Pimco ETF TR | $2.3M | 36K |
 EDV Vanguard World FD | $2.3M | 35K |
 COHR Coherent Corp | $2.1M | 5,310 |
 FLEX Flex Ltd | $1.9M | 12K |
🔒 Free account: see all 30.
Options
valued at the underlying shares| Stock | Type | Value | Shares | Change |
|---|---|---|---|---|
 CNC Centene Corp Del | Call | $551K | 20K | 0 |
 MU Micron Technology Inc | Call | $421K | 1,900 | +1,500 |
 WFC Wells Fargo Co New | Call | $130K | 17K | −3,000 |
 UBER Uber Technologies Inc | Call | $89K | 21K | +20,600 |
 F Ford Mtr Co Del | Call | $88K | 38K | −3,000 |
🔒 Free account: see all 7.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 23, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Sigma Planning 13F FAQ
What does Sigma Planning own?
Sigma Planning reported 1,318 stocks worth $3.9B in its 13F filing for Q3 2026, filed Oct 23, 2026. Its largest holdings are IVV (5.6%), AAPL (4.9%) and NVDA (3.2%). The table above lists every position in the filing (the top 10 without an account).
What did Sigma Planning buy and sell in Q3 2026?
Compared with Q2 2026: 79 new positions, 508 added to, 665 trimmed and 155 sold out. New positions include XOM. It sold all of XOM, ZROZ and EDV.
When will Sigma Planning file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Sigma Planning's portfolio worth?
The Q3 2026 filing reports $3.9B in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.