Shaker Financial Services
Shaker Financial Services reported 144 stocks worth $303M in its 13F filing for Q3 2026, filed Oct 14, 2026. Its largest holdings are RVT (2.9%), ASG (2.7%) and JCE (2.7%). Compared with Q2 2026, the fund opened new positions in TBLD, CII and TY, added to ASG, ETB and GDV, trimmed RVT, JCE and GAB and sold out of MMT, PTA and QQQX.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  RVT Royce Small Cap Trust Inc | $8.8M | 2.9% | 514K | −92K (−15%) | 8 of 8 | |
| 2 |  ASG Liberty All-Star Growth FD I | $8.3M | 2.7% | 1.6M | +114K (+7%) | 8 of 8 | |
| 3 |  JCE Nuveen Core Equity Alpha FD | $8.1M | 2.7% | 465K | −54K (−10%) | 8 of 8 | |
| 4 |  GAB Gabelli Equity TR Inc | $8M | 2.6% | 1.5M | −555K (−27%) | 3 of 8 | |
| 5 |  USA Liberty All Star Equity FD | $7.7M | 2.5% | 1.3M | −312K (−19%) | 8 of 8 | |
| 6 |  SPE Special Opportunities | $7.1M | 2.3% | 559K | −106K (−16%) | 8 of 8 | |
| 7 |  ETB Eaton Vance Tax Mnged Buy WR | $6.9M | 2.3% | 447K | +9,310 (+2%) | 8 of 8 | |
| 8 |  GDV Gabelli Divid & Income TR | $6.3M | 2.1% | 223K | +59K (+36%) | 7 of 8 | |
| 9 |  FFA First TR Enhanced Equity Inc | $6.2M | 2.0% | 280K | −49K (−15%) | 8 of 8 | |
| 10 |  SOR Source Capital Com Shs of Ben I | $5.7M | 1.9% | 126K | −28K (−18%) | 7 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 MMT Mfs Multimarket Income TR | $3.3M | 747K |
 PTA Cohen & Steers Tax Advan Pfd | $1.9M | 98K |
 QQQX Nuveen Nasdaq 100 Dynamic OV | $1.4M | 45K |
 PSUS Pershing Square USA Equi | $1M | 27K |
 STK Columbia Seligman Prm TE | $850K | 16K |
🔒 Free account: see all 23.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 14, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Shaker Financial Services 13F FAQ
What does Shaker Financial Services own?
Shaker Financial Services reported 144 stocks worth $303M in its 13F filing for Q3 2026, filed Oct 14, 2026. Its largest holdings are RVT (2.9%), ASG (2.7%) and JCE (2.7%). The table above lists every position in the filing (the top 10 without an account).
What did Shaker Financial Services buy and sell in Q3 2026?
Compared with Q2 2026: 19 new positions, 58 added to, 60 trimmed and 23 sold out. New positions include TBLD, CII and TY. It sold all of MMT, PTA and QQQX.
When will Shaker Financial Services file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Shaker Financial Services's portfolio worth?
The Q3 2026 filing reports $303M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.