Joseph P. Lucia & Associates
Joseph P. Lucia & Associates reported 194 stocks worth $346M in its 13F filing for Q3 2026, filed Oct 30, 2026. Its largest holdings are SMH (6.2%), AAPL (4.5%) and NVDA (3.8%). Compared with Q2 2026, the fund opened new positions in XOM, added to AAPL, NVDA and SCHB, trimmed SMH, RSPT and NOBL and sold out of XOM, NASA and DIV.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  SMH Vaneck ETF Trust | $21.6M | 6.2% | 35K | −171 (−0%) | 8 of 8 | |
| 2 |  AAPL Apple Inc | $15.5M | 4.5% | 46K | +611 (+1%) | 8 of 8 | |
| 3 |  NVDA Nvidia Corporation | $13.2M | 3.8% | 58K | +2,622 (+5%) | 8 of 8 | |
| 4 |  SCHB Schwab US Broad Market ETF | $10.7M | 3.1% | 364K | +11K (+3%) | 8 of 8 | |
| 5 |  AMZN Amazon Com Inc | $9.3M | 2.7% | 37K | +1,055 (+3%) | 8 of 8 | |
| 6 |  RSPT Invesco Exchange Traded FD T | $9.2M | 2.7% | 140K | −2,832 (−2%) | 8 of 8 | |
| 7 |  SPY Spdr S&P 500 ETF TR | $9.1M | 2.6% | 12K | +47 (+0%) | 8 of 8 | |
| 8 |  NOBL Proshares S&P 500 Div Aristocrat ETF | $8.3M | 2.4% | 154K | −626 (−0%) | 8 of 8 | |
| 9 |  XLK Select Sector Spdr TR | $8.2M | 2.4% | 42K | −370 (−1%) | 8 of 8 | |
| 10 |  SCHG Schwab Strategic TR | $7.9M | 2.3% | 220K | −368 (−0%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 XOM Exxon Mobil Corp | $708K | 5,180 |
 NASA Tema ETF Trust | $224K | 7,367 |
 DIV Global X Fds | $208K | 11K |
 PHYS Sprott Physical Gold TR | $207K | 6,855 |
 GLW Corning Inc | $202K | 791 |
🔒 Free account: see all 8.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 30, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Joseph P. Lucia & Associates 13F FAQ
What does Joseph P. Lucia & Associates own?
Joseph P. Lucia & Associates reported 194 stocks worth $346M in its 13F filing for Q3 2026, filed Oct 30, 2026. The table above lists every position in the filing (the top 10 without an account).
What did Joseph P. Lucia & Associates buy and sell in Q3 2026?
Compared with Q2 2026: 14 new positions, 75 added to, 69 trimmed and 8 sold out. New positions include XOM. It sold all of XOM, NASA and DIV.
When will Joseph P. Lucia & Associates file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Joseph P. Lucia & Associates's portfolio worth?
The Q3 2026 filing reports $346M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.