Focused Wealth Management
Focused Wealth Management reported 226 stocks worth $1.2B in its 13F filing for Q3 2026, filed Oct 30, 2026. Its largest holdings are SPYG (16.5%), VTV (13.7%) and QQQ (12.2%). Compared with Q2 2026, the fund opened new positions in XOM and SMH, added to SPYG, VTV and QQQ, trimmed AAPL, IGV and MGK and sold out of XOM, OKLO and PULS.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  SPYG Spdr Series Trust | $192M | 16.5% | 1.6M | +25K (+2%) | 8 of 8 | |
| 2 |  VTV Vanguard Index Fds | $159M | 13.7% | 737K | +17K (+2%) | 8 of 8 | |
| 3 |  QQQ Invesco Qqq TR | $142M | 12.2% | 192K | +3,482 (+2%) | 8 of 8 | |
| 4 |  VCIT Vanguard Scottsdale Fds | $55.5M | 4.8% | 709K | +60K (+9%) | 8 of 8 | |
| 5 |  AAPL Apple Inc | $38.1M | 3.3% | 114K | −589 (−1%) | 8 of 8 | |
| 6 |  VWO Vanguard Intl Equity Index F | $36.1M | 3.1% | 609K | +18K (+3%) | 8 of 8 | |
| 7 |  VYM Vanguard Whitehall Fds | $33.9M | 2.9% | 219K | +2,248 (+1%) | 8 of 8 | |
| 8 |  VIGI Vanguard Whitehall Fds | $22.2M | 1.9% | 235K | +1,107 (+0%) | 8 of 8 | |
| 9 |  NVDA Nvidia Corporation | $21.2M | 1.8% | 93K | +672 (+1%) | 8 of 8 | |
| 10 |  GOOGL Alphabet Inc | $19.7M | 1.7% | 57K | +5,581 (+11%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 XOM Exxon Mobil Corp | $3.5M | 26K |
 OKLO Oklo Inc | $590K | 11K |
 PULS Pgim ETF TR | $466K | 9,405 |
 ROKU Roku Inc Class A | $415K | 3,007 |
 OKE Oneok Inc New | $356K | 4,095 |
🔒 Free account: see all 28.
Options
valued at the underlying shares| Stock | Type | Value | Shares | Change |
|---|---|---|---|---|
AAPL Apple Inc | Call | $5.5M | 17K | +7,700 |
 MSFT Microsoft Corp | Call | $923K | 1,800 | +1,800 |
 MDB Mongodb Inc | Put | $697K | 2,000 | +2,000 |
 TSLA Tesla Inc | Call | $639K | 1,800 | +200 |
 AVGO Broadcom Inc | Call | $562K | 1,600 | +1,600 |
🔒 Free account: see all 18.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 30, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Focused Wealth Management 13F FAQ
What does Focused Wealth Management own?
Focused Wealth Management reported 226 stocks worth $1.2B in its 13F filing for Q3 2026, filed Oct 30, 2026. Its largest holdings are SPYG (16.5%), VTV (13.7%) and QQQ (12.2%). The table above lists every position in the filing (the top 10 without an account).
What did Focused Wealth Management buy and sell in Q3 2026?
Compared with Q2 2026: 26 new positions, 126 added to, 62 trimmed and 28 sold out. New positions include XOM and SMH. It sold all of XOM, OKLO and PULS.
When will Focused Wealth Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Focused Wealth Management's portfolio worth?
The Q3 2026 filing reports $1.2B in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.