Flaharty Asset Management
Flaharty Asset Management reported 37 stocks worth $17.9M in its 13F filing for Q3 2026, filed Nov 2, 2026. Its largest holdings are MINT (9.9%), JPST (5.8%) and TDIV (5.5%). Compared with Q2 2026, the fund trimmed MINT, JPST and TDIV and sold out of EMBD, RPV and SPY.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  MINT Pimco ETF TR | $1.8M | 9.9% | 18K | −28K (−61%) | 8 of 8 | |
| 2 |  JPST J P Morgan Exchange Traded F | $1M | 5.8% | 21K | −22K (−52%) | 8 of 8 | |
| 3 |  TDIV First Trust | $981K | 5.5% | 8,497 | −14K (−62%) | 8 of 8 | |
| 4 |  PFM Invesco Exchange Traded FD T | $877K | 4.9% | 16K | −31K (−66%) | 8 of 8 | |
| 5 |  IWD Ishares TR | $788K | 4.4% | 3,160 | −5,892 (−65%) | 8 of 8 | |
| 6 |  SDY State Street Spdr S&P Div ETF | $642K | 3.6% | 4,350 | −12K (−74%) | 8 of 8 | |
| 7 |  FTSL First TR Exchange-Traded FD | $607K | 3.4% | 14K | −51K (−79%) | 8 of 8 | |
| 8 |  FTGC First Trust Global Tactical Commodity Strategy Fund | $601K | 3.4% | 20K | −64K (−76%) | 8 of 8 | |
| 9 |  XLF Select Sector Spdr TR | $578K | 3.2% | 11K | −37K (−77%) | 8 of 8 | |
| 10 |  XCEM Columbia EM | $569K | 3.2% | 11K | −40K (−79%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 EMBD Global X | $1.4M | 57K |
 RPV Invesco Exchange Traded FD T | $623K | 5,389 |
 SPY Spdr S&P 500 ETF TR | $616K | 827 |
 QQQ Invesco Qqq TR | $611K | 857 |
 MFSI Mfs Active | $596K | 18K |
🔒 Free account: see all 15.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Nov 2, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Flaharty Asset Management 13F FAQ
What does Flaharty Asset Management own?
Flaharty Asset Management reported 37 stocks worth $17.9M in its 13F filing for Q3 2026, filed Nov 2, 2026. Its largest holdings are MINT (9.9%), JPST (5.8%) and TDIV (5.5%). The table above lists every position in the filing (the top 10 without an account).
What did Flaharty Asset Management buy and sell in Q3 2026?
Compared with Q2 2026: 0 new positions, 0 added to, 33 trimmed and 15 sold out. It sold all of EMBD, RPV and SPY.
When will Flaharty Asset Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Flaharty Asset Management's portfolio worth?
The Q3 2026 filing reports $17.9M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.