Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported 1,133 stocks worth $7.3B in its 13F filing for Q3 2026, filed Oct 27, 2026. Its largest holdings are NVDA (7.5%), IQLT (5.6%) and QUAL (5.5%). Compared with Q2 2026, the fund opened new positions in DUHP, XOM and AAUB, added to NVDA, IQLT and QUAL, trimmed MTUM, VTV and DELL and sold out of XOM, WRLD and NXT.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  NVDA Nvidia Corporation | $549M | 7.5% | 2.4M | +341K (+17%) | 8 of 8 | |
| 2 |  IQLT Ishares Msci Intl Quality Factor ETF | $407M | 5.6% | 8.2M | +344K (+4%) | 8 of 8 | |
| 3 |  QUAL Ishares TR | $402M | 5.5% | 1.8M | +15K (+1%) | 8 of 8 | |
| 4 |  MTUM Ishares Msci USA Momntum | $295M | 4.0% | 930K | −1,210 (−0%) | 8 of 8 | |
| 5 |  VTIP Vanguard Shrt Inf Prot | $266M | 3.6% | 5.4M | +256K (+5%) | 8 of 8 | |
| 6 |  VCSH Vanguard Scottsdale Fds | $227M | 3.1% | 2.9M | +59K (+2%) | 8 of 8 | |
| 7 |  AAPL Apple Inc | $217M | 3.0% | 651K | +30K (+5%) | 8 of 8 | |
| 8 |  DFUV Dimensional US Marketwide Value ETF | $194M | 2.6% | 3.5M | +168K (+5%) | 8 of 8 | |
| 9 |  EFV Ishares TR | $179M | 2.5% | 2.3M | +126K (+6%) | 8 of 8 | |
| 10 |  IEMG Ishares Inc | $171M | 2.3% | 2.1M | +75K (+4%) | 8 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
DIMENSIONAL ETF TRUST | $28.9M | 692K |
 XOM Exxon Mobil Corp | $13.3M | 98K |
 WRLD World Accep Corporation | $2.5M | 11K |
CATALYST PHARMACEUTICALS INC | $2.3M | 73K |
 NXT Nextracker Inc | $1.8M | 15K |
🔒 Free account: see all 30.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 27, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
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All hedge fund holdings →Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 13F FAQ
What does Empirical Financial Services, LLC d.b.a. Empirical Wealth Management own?
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported 1,133 stocks worth $7.3B in its 13F filing for Q3 2026, filed Oct 27, 2026. The table above lists every position in the filing (the top 10 without an account).
What did Empirical Financial Services, LLC d.b.a. Empirical Wealth Management buy and sell in Q3 2026?
Compared with Q2 2026: 180 new positions, 694 added to, 188 trimmed and 93 sold out. New positions include DUHP, XOM and AAUB. It sold all of XOM, WRLD and NXT.
When will Empirical Financial Services, LLC d.b.a. Empirical Wealth Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's portfolio worth?
The Q3 2026 filing reports $7.3B in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.