Caldwell Investment Management
Caldwell Investment Management reported 33 stocks worth $152M in its 13F filing for Q2 2026, filed Aug 11, 2026. Its largest holdings are CBOE (17.5%), MIAX (14.6%) and BAC (13.8%). Compared with Q1 2026, the fund opened new positions in MFC, AMAT and AAMI, added to BAC and VRT, trimmed CBOE, MIAX and CVE and sold out of MS, C and SII.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  CBOE Cboe Global Mkts Inc | $26.7M | 17.5% | 110K | −8,000 (−7%) | 8 of 8 | |
| 2 |  MIAX Miami Intl Hldgs Inc | $22.3M | 14.6% | 600K | −64K (−10%) | 4 of 8 | |
| 3 |  BAC Bank of America Corp | $21.1M | 13.8% | 370K | +20K (+6%) | 5 of 8 | |
| 4 |  KKR KKR & Co Inc | $18.3M | 12.1% | 200K | No change | 7 of 8 | |
| 5 |  ICE Intercontinental Exchange in | $12.3M | 8.1% | 100K | No change | 8 of 8 | |
| 6 |  EFXT Enerflex Ltd | $10.1M | 6.6% | 411K | No change | 3 of 8 | |
| 7 |  MFC Manulife Finl Corp F | $9.9M | 6.5% | 244K | New position | 5 of 8 | |
| 8 |  ELVA Electrovaya Inc | $4.2M | 2.7% | 398K | No change | 4 of 8 | |
| 9 |  AMZN Amazon Com Inc | $2.2M | 1.4% | 9,300 | No change | 8 of 8 | |
| 10 |  CVE Cenovus Energy Inc | $1.9M | 1.2% | 75K | −216K (−74%) | 4 of 8 |
Positions at Jun 30, 2026, as reported. Change is against the fund's Q1 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q1 2026, gone in Q2 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 MS Morgan Stanley | $39.6M | 250K |
 C Citigroup Inc | $8.1M | 75K |
 SII Sprott Inc | $7.7M | 57K |
 KGC Kinross Gold Corp | $4.9M | 170K |
 CCJ Cameco Corp F | $4.2M | 41K |
🔒 Free account: see all 30.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q2 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Aug 11, 2026 | 13F-HR | Q2 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Caldwell Investment Management 13F FAQ
What does Caldwell Investment Management own?
Caldwell Investment Management reported 33 stocks worth $152M in its 13F filing for Q2 2026, filed Aug 11, 2026. Its largest holdings are CBOE (17.5%), MIAX (14.6%) and BAC (13.8%). The table above lists every position in the filing (the top 10 without an account).
What did Caldwell Investment Management buy and sell in Q2 2026?
Compared with Q1 2026: 11 new positions, 2 added to, 6 trimmed and 35 sold out. New positions include MFC, AMAT and AAMI. It sold all of MS, C and SII.
When will Caldwell Investment Management file its next 13F?
Holdings as of Sep 30, 2026 are due by Nov 16, 2026. The filing appears on this page within minutes of reaching the SEC.
How much is Caldwell Investment Management's portfolio worth?
The Q2 2026 filing reports $152M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.