Breakwater Investment Management
Breakwater Investment Management reported 774 stocks worth $302M in its 13F filing for Q3 2026, filed Oct 20, 2026. Its largest holdings are VTI (13.0%), SCHB (7.8%) and VXUS (6.2%). Compared with Q2 2026, the fund opened new positions in XOM, IUSB and SPHY, added to SPTM, MSFT and SCHF, trimmed VTI, SCHB and VXUS and sold out of XOM, IWB and VDC.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 8 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  VTI Vanguard Total Stock Market ETF | $39.1M | 13.0% | 105K | −8,280 (−7%) | 8 of 8 | |
| 2 |  SCHB Schwab US Broad Market ETF | $23.4M | 7.8% | 798K | −59K (−7%) | 8 of 8 | |
| 3 |  VXUS Vanguard Star Fds | $18.7M | 6.2% | 220K | −4,902 (−2%) | 8 of 8 | |
| 4 |  SPTM Spdr Series Trust | $14.4M | 4.8% | 156K | +42K (+36%) | 8 of 8 | |
| 5 |  MSFT Microsoft Corp | $13.6M | 4.5% | 26K | +1,964 (+8%) | 8 of 8 | |
| 6 |  SCHF Schwab International | $9M | 3.0% | 328K | +81K (+33%) | 8 of 8 | |
| 7 |  SCCR Schwab Strategic TR | $8.5M | 2.8% | 348K | +36K (+12%) | 6 of 8 | |
| 8 |  VEU Vanguard Intl Equity Index F | $7.3M | 2.4% | 89K | −5,088 (−5%) | 8 of 8 | |
| 9 |  VCRB Vanguard Malvern Fds | $6.6M | 2.2% | 90K | +7,623 (+9%) | 8 of 8 | |
| 10 |  ALLW Ssga Active TR | $6.5M | 2.1% | 227K | +154K (+213%) | 4 of 8 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 XOM Exxon Mobil Corp | $195K | 1,423 |
 IWB Ishares TR | $35K | 86 |
 VDC Vanguard World FD | $26K | 115 |
 IXP Ishares Global Comm Services ETF | $23K | 201 |
 FDN First TR Exchange-Traded FD | $18K | 68 |
🔒 Free account: see all 30.
Reported value
last 8 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 20, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Breakwater Investment Management 13F FAQ
What does Breakwater Investment Management own?
Breakwater Investment Management reported 774 stocks worth $302M in its 13F filing for Q3 2026, filed Oct 20, 2026. Its largest holdings are VTI (13.0%), SCHB (7.8%) and VXUS (6.2%). The table above lists every position in the filing (the top 10 without an account).
What did Breakwater Investment Management buy and sell in Q3 2026?
Compared with Q2 2026: 246 new positions, 235 added to, 127 trimmed and 72 sold out. New positions include XOM, IUSB and SPHY. It sold all of XOM, IWB and VDC.
When will Breakwater Investment Management file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Breakwater Investment Management's portfolio worth?
The Q3 2026 filing reports $302M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.