Ballast Rock Private Wealth
Ballast Rock Private Wealth reported 202 stocks worth $214M in its 13F filing for Q3 2026, filed Oct 26, 2026. Its largest holdings are AAPL (5.0%), PAAA (3.9%) and JAAA (2.5%). Compared with Q2 2026, the fund opened new positions in VCX, ISEP and DUHP, added to SPY, JQUA and VTEC, trimmed PAAA, JAAA and BALT and sold out of EEM, IYR and MUB.
Holdings
| # | Stock | Value | Weight | Shares | Change | Shares, 4 qtrs | Held |
|---|---|---|---|---|---|---|---|
| 1 |  AAPL Apple Inc | $10.6M | 5.0% | 32K | No change | 4 of 4 | |
| 2 |  PAAA Pgim Aaa Clo ETF | $8.4M | 3.9% | 164K | −93K (−36%) | 4 of 4 | |
| 3 |  JAAA Janus Detroit Str TR | $5.4M | 2.5% | 107K | −92K (−46%) | 4 of 4 | |
| 4 |  SPY Spdr S&P 500 ETF TR | $5.4M | 2.5% | 7,097 | +1,666 (+31%) | 4 of 4 | |
| 5 |  JQUA J P Morgan Exchange Traded F | $4.8M | 2.2% | 65K | +4,810 (+8%) | 4 of 4 | |
| 6 |  VTEC Vanguard Calif Tax Free Fds | $4.8M | 2.2% | 50K | +395 (+1%) | 4 of 4 | |
| 7 |  VOO Vanguard S&P 500 ETF | $4.6M | 2.2% | 6,627 | +355 (+6%) | 4 of 4 | |
| 8 |  BALT Innovator Etfs Trust | $4.5M | 2.1% | 129K | −772 (−1%) | 4 of 4 | |
| 9 |  SCHX Schwab US Large Cap ETF | $4.1M | 1.9% | 137K | No change | 4 of 4 | |
| 10 |  NVDA Nvidia Corporation | $4M | 1.9% | 18K | +339 (+2%) | 4 of 4 |
Positions at Sep 30, 2026, as reported. Change is against the fund's Q2 2026 filing; weight is the share of the fund's reported stocks.
Sold out
held in Q2 2026, gone in Q3 2026| Stock | Value last quarter | Shares sold |
|---|---|---|
 EEM Ishares Msci Emerging | $1.5M | 21K |
 IYR Ishares TR | $1.3M | 13K |
 MUB Ishares TR | $984K | 9,142 |
DIMENSIONAL ETF TRUST | $595K | 14K |
 SPTS Spdr Series Trust | $358K | 12K |
🔒 Free account: see all 11.
Reported value
last 4 quartersThe value of the US stocks the fund reported, at quarter end prices. It moves with the market as well as with buying and selling.
Filings for Q3 2026
straight from the SEC| Filed | Form | Quarter | |
|---|---|---|---|
| Oct 26, 2026 | 13F-HR | Q3 2026 | SEC filing ↗ |
Other superinvestors
All hedge fund holdings →Ballast Rock Private Wealth 13F FAQ
What does Ballast Rock Private Wealth own?
Ballast Rock Private Wealth reported 202 stocks worth $214M in its 13F filing for Q3 2026, filed Oct 26, 2026. Its largest holdings are AAPL (5.0%), PAAA (3.9%) and JAAA (2.5%). The table above lists every position in the filing (the top 10 without an account).
What did Ballast Rock Private Wealth buy and sell in Q3 2026?
Compared with Q2 2026: 21 new positions, 83 added to, 34 trimmed and 11 sold out. New positions include VCX, ISEP and DUHP. It sold all of EEM, IYR and MUB.
When will Ballast Rock Private Wealth file its next 13F?
Holdings as of Dec 31, 2026 are due by Feb 15, 2027. The filing appears on this page within minutes of reaching the SEC.
How much is Ballast Rock Private Wealth's portfolio worth?
The Q3 2026 filing reports $214M in US stocks. That leaves out cash, bonds, short positions and most foreign holdings, so the fund's total assets are usually larger.
For informational and educational purposes only. Not investment advice, and not a recommendation to buy or sell any security. Holdings come from the fund's SEC Form 13F filings as reported and show positions at the end of the quarter, up to 45 days before the filing. The fund may have changed its positions since. A 13F leaves out short positions, cash, bonds and most foreign holdings. See all hedge fund holdings.